Regulatory Compliance & Audit Readiness
Helping title companies prepare, protect, and proactively manage compliance.
Your compliance standards are only as strong as the systems and habits behind them.
I help title companies build and maintain the structures they need to meet regulatory requirements, pass underwriter and regulatory audits with confidence, and protect the integrity of their escrow operations.
Whether you’re preparing for an upcoming audit or proactively tightening controls, I bring both operational insight and real-world compliance expertise to the table.
What’s Included
Escrow trust account process reviews
State & underwriter audit preparation
Internal documentation & best practices alignment
SOP development for compliance-sensitive workflows
Escrow & disbursement review for risk mitigation
Staff coaching on fiduciary responsibilities & handling exceptions
Post-audit action plan development
Ideal For
Title companies looking to prepare for upcoming audits
Firms navigating growth, acquisitions, or changing state requirements
Operators who want to instill stronger compliance culture & clarity
Companies seeking a fresh review of existing trust account protocols or documentation gaps
What You’ll Walk Away With
Reduced audit risk and increased underwriter confidence
Stronger internal controls and trust account practices
Aligned team awareness of compliance roles and responsibilities
SOP guidance to support scalable, repeatable compliance processes